SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
| C/O WILLIS GROUP LIMITED |
| 51 LIME STREET |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
10/27/2016
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3. Issuer Name and Ticker or Trading Symbol
WILLIS TOWERS WATSON PLC
[ WLTW ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
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10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Head of Strategy and CAO |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Ordinary Shares, nominal value $0.000304635 per share |
1,656.9516
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D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
|
|
Anne Pullum, by Cindy Hana, Attorney-in-Fact (power of attorney attached) |
11/07/2016 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know all by these presents, that the
undersigned hereby constitutes and
appoints each of Matthew Furman, Nicole Napolitano,
Neil Falis, Cindy Hanna, Thomas Scholtes and Elaine
Wiggins or any of them signing singly, and with full
power of substitution, the undersigned's true and
lawful attorney-in-fact to:
(1) execute for and on behalf of the
undersigned, in the undersigned's capacity
as an officer and/or director of Willis Towers
Watson Public Limited Company or one of its
subsidiaries (as applicable, the ?Company?),
Forms 3, 4 and 5 in accordance with Section
16(a) of the Securities Exchange Act of 1934,
as amended (the ?Exchange Act?), and the rules
and regulations of the United States Securities
and Exchange Commission (?SEC?) thereunder;
(2) do and perform any and all acts for
and on behalf of the undersigned which may be
necessary or desirable to complete and execute
any such Form 3, 4 or 5, including filing and
applying for any accession, CCC and CIK filing
codes (including filing SEC Form ID or any similar
form), completing and executing any amendment or
amendments thereto and timely filing any such form
with the SEC and any stock exchange or similar
regulatory authority; and
(3) take any other action of any type
whatsoever in connection with the foregoing
which, in the opinion of such attorney-in-fact,
may be of benefit to, in the best interest of
or legally required by, the undersigned, it
being understood that the documents executed
by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney
shall be in such form and shall contain such terms
and conditions as such attorney-in-fact may
approve in such attorney-in-fact's discretion.
The undersigned hereby grants to each such
attorney-in-fact full power and authority to
do and perform any and every act and thing
whatsoever requisite, necessary or proper to
be done in the exercise of any of the rights
and powers herein granted, as fully to all
intents and purposes as the undersigned might
or could do if personally present, with full
power of substitution or revocation, hereby
ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's
substitute or substitutes, shall lawfully do
or cause to be done by virtue of this power of
attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity
at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's
responsibilities to comply with Section 16 of the
Exchange Act.
This Power of Attorney shall remain in full
force and effect until the undersigned is no longer
required to file Forms 3, 4 and 5 with respect to
the undersigned's holdings of and transactions in
securities issued by the Company, unless earlier
revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.
This Power of Attorney shall not be affected by the
incapacity of the undersigned.
[Remainder of Page Intentionally Left Blank.]
IN WITNESS WHEREOF, the undersigned has
caused this Power of Attorney
to be executed as of this 28th day of October, 2016.
By: /s/ Anne Pullum_____________
Name: Anne Pullum
Title: Chief Administrative Officer
